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The Compliance 911 ShowAuthor: Dean Stockford - Len Suzio
Welcome to Compliance 911, a no-nonsense, cut to the point, style show for todays busy bank and credit union compliance professionals. With this series of bi-weekly shows our goal is to boil down some of todays hottest regulatory compliance topics in quick and easy to digest 5-10 minute episodes so you can get the information you want and get on with your day. Well be discussing topics like CRA, HMDA, Fair Lending, Anti Money Laundering, and so much more. Dont forget to subscribe and tell a friend about us! Follow M&M Consulting and GeoDataVision us on LinkedIn to get the latest updates. Language: en Genres: Business, Management Contact email: Get it Feed URL: Get it iTunes ID: Get it |
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Compliance Risk Management in 2026
Episode 111
Friday, 10 April, 2026
In this episode, Dean Stockford and Len Suzio discuss what compliance risk management should look like in 2026 as financial institutions face rising fraud, cyber threats, AI-related risks, third-party exposure, and an uncertain regulatory environment. Dean argues that compliance functions can no longer remain purely advisory and instead must evolve into active risk management and oversight roles, with stronger risk assessments, enhanced monitoring, root-cause analysis, more targeted training, better frontline tools, and closer alignment between risks, controls, and institutional risk appetite. He emphasizes that a strong compliance culture begins with understanding the organization’s structure, risk tolerance, and operational realities, then building a more robust compliance management system around those insights. The episode closes with Dean’s view of the biggest compliance risk areas in 2026, including data privacy and cybersecurity, AML/CTF, digital banking, AI compliance, third-party risk, regulatory fragmentation, and the growing cost of top-tier compliance talent. Brought to you by GeoDataVision and M&M Consulting
