The Fine Print

Author: David Grau Jr.

Are you an independent financial advisor managing your own practice? Stay ahead of the game with SRG's "The Fine Print" podcast where Succession Resource Group's experts dive deep into the latest industry trends, recommendations, and observations. With no fluff and a touch of entertainment, we provide valuable insights on understanding and leveraging the value of your business, growing your business through optimized organizational structures and deals, improving and protecting your business for sustainability, and preparing for retirement to maximize results. Each episode brings a fresh perspective to industry trends, empowering you to achieve your business goals. So grab your favorite beverage and join us on SRG Off Script for expert advice on managing your financial services practice.
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Language: en

Genres: Business, Entrepreneurship, Management

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The Exchange: Entity Structure and Why It's The Backbone of Your Advisory Firm (Ep. 28)
Wednesday, 7 January, 2026

Entity structure is not just paperwork. It shapes how your firm grows, shares ownership, and eventually transitions.In this episode of The SRG Exchange, SRG’s consulting team and general counsel break down what advisors need to know about entities and entity maintenance, and why firms often outgrow the structure they set up years ago.You’ll learn:How entity design affects internal succession and equity transfersWhy S-corp rigidity can create hidden obstaclesWhat ownership classes, voting rights, and governance terms actually changeWhat entity maintenance looks like in practice and why it mattersCommon mistakes that create risk during growth, M&A, or exitWhether you are building your first entity or planning for future owners, this episode offers practical clarity on structuring your firm for long-term flexibility and value.