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Plan, Invest, Evolve, Retire with Rik DitterAuthor: Rik Ditter
Every week, Rik brings you entertaining and practical financial wisdom, interviews and discussions. Ask Rik for answers to your own questions! Language: en Genres: Business, Education, Investing, Self-Improvement Contact email: Get it Feed URL: Get it iTunes ID: Get it |
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0104 - Investment News Reports SEC Fines Raymond James $15m
Episode 4
Wednesday, 16 October, 2019
Rik discuses the $15m SEC fine imposed on Raymond James by the SEC for improperly charging advisory fees on inactive accounts.
