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The CISI PodcastAuthor: The CISI
The Chartered Institute of Securities and Investments (CISI) is the professional body of choice for professionals in capital markets, corporate finance, compliance, risk, financial planning, Islamic finance, operations and wealth management in the UK and in a growing number of major financial centres globally. Formed in 1992 by London Stock Exchange practitioners, the CISI has a global community of more than 40,000 members in 116 countries.Exploring a wide range of topics, this new podcast from the CISI will feature experts discussing matters from mental health to AI and how they apply to the financial services profession. Hosted on Acast. See acast.com/privacy for more information. Language: en Genres: Business, Education, Investing Contact email: Get it Feed URL: Get it iTunes ID: Get it |
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CISI Compliance Podcast - Episode 3
Friday, 5 December, 2025
In this episode of the CISI Compliance Podcast, Catherine Levy, Chair of the CISI Compliance Forum, sits down with Rob Gordon, Partner at RSM UK, and Mark Bailey, Associate Director at RSM UK, for an engaging and insightful discussion on the evolving world of compliance.Together, they explore the challenges and opportunities facing compliance professionals today, from navigating rapidly changing regulatory expectations to building resilient frameworks that support good governance and sustainable growth. Rob and Mark share their practical experiences from working with firms across the UK, offering real-world examples, expert perspectives, and thoughtful guidance on strengthening compliance culture.Whether you’re a compliance officer, senior leader, or simply interested in how the landscape is shifting, this episode provides valuable takeaways on risk management, regulatory readiness, and the future of the profession. Tune in for a clear, candid, and informative conversation with two leading voices in the field. Hosted on Acast. See acast.com/privacy for more information.
